Our Process

The 4-Step Process

1. Learning About You

We learn what’s important to you, what your current financial situation is, and where you want to arrive at in the future. We accomplish this through a diagnostic process using questionnaires, goal setting, and technology. We also educate you on the various platforms we have available, putting you in the driver’s seat to succeed.

2. Design Your Solution

Our team analyzes the information you share with us and designs solutions intended to help you reach your objectives. This step may involve collaboration with your other planning professionals such as your CPA and attorney. We present our recommendations to you, answer your questions, consider alternatives and outline the steps we need to take to implement your plan.

3. Implement Your Plan

In this step, we execute your customized strategy using the extensive tools available to us through our partners. This involves the selection of specific account types, investment products and optional services; we then complete the necessary paperwork in a coordinated approach.

4. Manage The Progress

Once implemented, we continually monitor the progress of our recommendations relative to your defined objectives and suggest changes where needed. A key to this step is your involvement in the process and communication of any significant changes in your life. We accomplish this by providing ongoing reporting of your account activity, meeting periodically to review your portfolio's allocation and performance, and checking up on your current circumstances and goals.